BPM made simpler
Posted in Compliance on Jul 26th, 2011
HOW TO EVALUATE THE OPERATING EFFECTIVENESS OF YOUR COMPANY LEVEL MONITORING CONTROLS AND DRAW CONCLUSIONS (Part 2 or 2) As part of your SOX compliance efforts, don’t forget about your Company level monitoring controls. Instead of merely highlighting what Company level monitoring controls are, I thought it would be more informative to share an actual [...]
Posted in Compliance on Jul 25th, 2011
HOW TO EVALUATE AND CONCLUDE ON THE OPERATING EFFECTIVENESS OF YOUR COMPANY LEVEL MONITORING CONTROLS (Part 1 or 2) As part of your SOX compliance efforts, don’t forget about your Company level monitoring controls. Instead of merely highlighting what Company level monitoring controls are, I thought it would be more informative to share an actual [...]
Posted in Compliance on Jul 22nd, 2011
Hope you enjoy the postings this week, in particular those from Dan Anderton on SOX Compliance applications. Before You Start Your Sox Process Perform A Detailed Risk Assessment To Focus Your Efforts To Reduce Time And Cost Posted in Compliance on Jul 21st, 2011 Prior to starting your SOX compliance efforts, you should perform [...]
Posted in Compliance on Jul 21st, 2011
Prior to starting your SOX compliance efforts, you should perform a detailed risk assessment to focus management’s evaluation and assessment efforts on those areas that could result in a material misstatement in the financial statements. We suggest that the risk assessment process should include: (1) Establish Materiality: Establishing materiality to conclude whether deficiencies identified in [...]
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